United States. Securities and Exchange Commission

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referencedIn Thomas G. Corcoran Papers, 1792-1982, (bulk 1965-1980) Library of Congress. Manuscript Division
referencedIn Jackson, Robert Houghwout, 1892-1954. Robert Houghwout Jackson papers, 1816-1983 (bulk 1934-1954). Library of Congress
creatorOf United States. Securities and Exchange Commission. [Minor publications]. Yale University Library
referencedIn Portland General Electric Company. Portland General Electric records, 1923-1950. University of Oregon Libraries
referencedIn J. Anthony Panuch Papers, 1931-1973. Subject Files, 1931-1973 Harry S. Truman Library
referencedIn Corcoran, Thomas G. Thomas G. Corcoran papers, 1792-1982 (bulk 1965-1980). Library of Congress
referencedIn Edelstein, Julius C. C. (Julius Caius Caesar), 1912-2005. Julius Edelstein papers, 1917-1961 [Bulk Dates: 1948-1958]. Columbia University in the City of New York, Columbia University Libraries
referencedIn Eaton, Cyrus Stephen, 1883-1979. Papers, 1901-1978. Western Reserve Historical Society, Research Library
referencedIn Houston Cotton Exchange Collection RG D 16. Houston Metropolitan Research Center, Houston Public Libary
referencedIn Ames, Amyas. Reminiscences of Amyas Ames : oral history, 1981. Columbia University in the City of New York, Columbia University Libraries
referencedIn Levitt, Arthur, 1931-. Arthur Levitt papers, 1948-2001. Columbia University in the City of New York, Columbia University Libraries
referencedIn Landis, James McCauley, 1899-1964. Papers of James McCauley Landis, 1790-1945 (inclusive), 1924-1945 (bulk). Harvard Law School Library Langdell Hall Cambridge, MA 02138
referencedIn Shapiro, Irving S., 1916-2001. Irving S. Shapiro papers, 1964-1981 Hagley Museum & Library
referencedIn Du Pont, Pierre S. (Pierre Samuel), 1870-1954. Papers concerning investments, 1890-1954. Hagley Museum & Library
creatorOf United States. Securities and Exchange Commission. [United States. Securities and Exchange Commission. Press releases. : Pamphlet box.]. HCL Technical Services, Harvard College Library
creatorOf Eastern Steamship Company. Records, 1891-1957. Maine Historical Society Library
referencedIn New York Stock Exchange. Market Surveillance Dept. Jeremiah J. O'Donohue papers, 1931-1982, 1950-1982 (bulk) Campbell University, Wiggins Memorial Library
referencedIn Armstrong, James Sinclair, 1915-. Reminiscences of James Sinclair Armstrong : oral history, 1972. Columbia University in the City of New York, Columbia University Libraries
creatorOf Columbia Gas Company. Records of Columbia Gas Company and its predecessors, 1854-1970. York County Historical Trust
referencedIn United States. Securities Act of 1933. Materials documenting the legislative genesis of the Securities Act, 1933. Harvard Law School Library Langdell Hall Cambridge, MA 02138
referencedIn Jerome New Frank papers, 1918-1972 (bulk 1929-1957) Yale University. Department of Manuscripts and Archives
referencedIn LTV Steel Company. LTV Steel Company records, 1899-2002. Western Reserve Historical Society, Research Library
referencedIn New York Stock Exchange. Publications, 1891-1985 Campbell University, Wiggins Memorial Library
creatorOf Houston Cotton Exchange and Board of Trade. Houston Cotton Exchange Collection 1878-1976. Houston Area Library Auto Network
referencedIn Papers, 1931-2002 Arthur and Elizabeth Schlesinger Library on the History of Women in America‏
referencedIn Jerome New Frank papers, 1918-1972 (bulk 1929-1957) Yale University Library
referencedIn Robert Houghwout Jackson Papers, 1816-1983, (bulk 1934-1954) Library of Congress. Manuscript Division
referencedIn Gadsby, Edward N., 1900-. Papers of Edward N. Gadsby, 1956-1973. Churchill County Museum
referencedIn Seattle City Light. Seattle City Light public power speeches and radio presentations, 1932-1938. Seattle Municipal Archives
referencedIn New York Stock Exchange. Special Committee on Member Firm Costs and Revenues. Records, 1947-1968, 1964-1968 (bulk) Campbell University, Wiggins Memorial Library
referencedIn Materials documenting the genesis of the Federal Securities Act, 1933 Harvard Law School Library Langdell Hall Cambridge, MA 02138
referencedIn Chase Manhattan Corporation. Records, 1969-1987. Campbell University, Wiggins Memorial Library
creatorOf Pacific Lighting Corporation. [Bond offerings submitted to the United States Securities and Exchange Commission, 1935-1941]. California state library
referencedIn William J. Casey papers, 1928-1996 Hoover Institution Archives
referencedIn Lintner, John, 1916-1983. John Lintner papers, 1930-1983 (inclusive). Harvard Business School, Knowledge and Library Services/Baker Library
referencedIn New York Stock Exchange. Dept. of Stock List. Records, 1866-1973. Campbell University, Wiggins Memorial Library
creatorOf United States. Securities and Exchange Commission. 10-K reports of U.S. corporations to the Securities and Exchange Commission, 1935-1967 [microform]. Harvard Business School, Knowledge and Library Services/Baker Library
referencedIn William J. Casey papers, 1928-1996 Hoover Institution Archives
referencedIn Powell, Lewis F., 1907-1998,. Lewis F. Powell oral history interview, 1990 Nov. 5. Georgia State University
referencedIn Wyatt, Walter, 1893-1978. Reminiscences of Walter Wyatt : oral history, 1970. Columbia University in the City of New York, Columbia University Libraries
referencedIn Needham, James J. Papers, 1969-1976. Campbell University, Wiggins Memorial Library
referencedIn Burroughs Corporation. SEC forms and stock information, 1942-1986. University of Minnesota, Minneapolis
referencedIn Lane, Chester Tevis, 1905-1958. Reminiscences of Chester Tevis Lane : oral history, 1951. Columbia University in the City of New York, Columbia University Libraries
referencedIn Wheat, Frank, 1921-. Papers of Frank Wheat, ca. 1950-2000 (bulk ca. 1985-2000). Huntington Library, Art Collections & Botanical Gardens
referencedIn Olson, John F. Letter : to Richard C. Breeden, Chairman, U.S. Securities and Exchange Commission, Washington, D.C., 1992 Feb. 28. University of Illinois at Urbana Champaign
referencedIn Tonopah Mining Company of Nevada. Records 1901-1956. Hagley Museum & Library
referencedIn Merkle, Edward Arrol, 1909-1984. Reminiscences of Edward Arrol Merkle : oral history, 1968. Columbia University in the City of New York, Columbia University Libraries
creatorOf Mack, Peter F., 1916-. Papers, 1948-1962. Abraham Lincoln Presidential Library
creatorOf United States. Securities and Exchange Commission. [Collection of prospectus statements of U.S. computer companies]. Princeton University Library
referencedIn Crosby, Henry. Henry Crosby papers, 1969-1976. University of Wisconsin - Milwaukee, UWM Libraries
creatorOf Rumsey, Daniel W. Summary of commentators' remarks, proposed rule 144A, proposed amendment to rules 144 & 145, May 3, 1989, release number 33-6806, file number S7-23-88 / prepared [for the Securities and Exchange Commission] by Daniel W. Rumsey, Catherine T. Dixon. Cadwalader, Wickersham & Taft LLP
referencedIn Barr, Andrew M. Papers, 1922-1980. University of Illinois at Urbana Champaign
referencedIn Frank, Jerome, 1889-1957. Jerome New Frank papers, 1918-1972 (inclusive), 1929-1957 (bulk). Yale University Library
referencedIn Associated Gas and Electric Company. Associated Gas and Electric Company records, 1902-1954. Cornell University Library
referencedIn New York Stock Exchange. Constitutions and directories, 1865-1980. Campbell University, Wiggins Memorial Library
referencedIn MCI Communications Corporation. Financial records, 1967-1992 (bulk: 1971-1988). Hagley Museum & Library
referencedIn Moran, William H., 1909-1988. Reminiscences of William H. Moran : oral history, 1980. Columbia University in the City of New York, Columbia University Libraries
referencedIn New York Stock Exchange. Law Committee. Records, 1874-1938. Campbell University, Wiggins Memorial Library
referencedIn Associated Gas and Electric Company records, 1902-1954. Division of Rare and Manuscript Collections, Cornell University Library.
referencedIn Republic Steel Corporation. Republic Steel Corporation records, 1895-2001. Western Reserve Historical Society, Research Library
referencedIn Brassor, Francis P., 1899-1978. Papers, 1940-1978. Harry S. Truman Library
referencedIn Briefs, 1937-1942 Harvard Law School Library Langdell Hall Cambridge, MA 02138
referencedIn Katz, Milton, 1907-1995. Papers, 1932-1952. Harry S. Truman Library
creatorOf United States. Securities and Exchange Commission. [United States. Securities and Exchange Commission. Findings and opinions of the commission. : Pamphlet box.]. HCL Technical Services, Harvard College Library
referencedIn Handler, Ruth. Papers, 1931-2002 (inclusive). Arthur and Elizabeth Schlesinger Library on the History of Women in America‏
referencedIn Dougherty, Ellsworth Y. Papers, 1937-1962. Univerisity of Wyoming. American Heritage Center.
referencedIn New York Stock Exchange. Committee to Study the Stock Allocation System. Records, 1974-1976. Campbell University, Wiggins Memorial Library
referencedIn Landis, James McCauley, 1899-1964. Papers of James McCauley Landis, 1917-1963 (bulk 1948-1954). Library of Congress
creatorOf Libert, Donald J. Libert-Youngstown Sheet & Tube Company-Lykes collection, 1969-1978. Mahoning Valley Historical Society, Arms Museum
referencedIn Pike, Sumner T. (Sumner Tucker), 1891-1976. Papers, 1920-1961. Harry S. Truman Library
referencedIn Shad, John S. R., 1923-. Papers, 1972-1989 (inclusive). Harvard Business School, Knowledge and Library Services/Baker Library
referencedIn Livingston Anti-Merger Committee. Livingston Anti-Merger Committee records, 1894-1980. Montana State University (MSU) Library, MSU Library; Renne Library; MSU Library - Bozeman
creatorOf Kanuk, Leslie Lazar. [Records] Shipping companies -- Moore McCormack. Maine Maritime Academy, Nutting Memorial Library
referencedIn MCI Communications Corporation. Office of the Chief Executive Officer. Records of William G. McGowan, 1939-1992 (bulk 1968-1992). Hagley Museum & Library
creatorOf Illinois. Securities Dept. Registration of securities files, 1917-1953. Illinois State Archive
referencedIn New York Stock Exchange. Market Surveillance Division. John Lesniewski papers, 1937-1981, 1956-1976 (bulk) Campbell University, Wiggins Memorial Library
referencedIn Blaisdell, Thomas C. (Thomas Charles), 1895-1988. Papers, 1933-1951. Harry S. Truman Library
referencedIn New York Stock Exchange. Committee on Foreign Business. Records, 1911-1938. Campbell University, Wiggins Memorial Library
referencedIn Loss, Louis. Interpretation of the term "willfully" in the Securities Act and the Securities Exchange Act., 1937-1938. Harvard Law School Library Langdell Hall Cambridge, MA 02138
referencedIn Salant, Walter S. Papers, 1934-1952. Harry S. Truman Library
referencedIn New York Stock Exchange. President's Office. G. Keith Funston papers, 1952-1967. Campbell University, Wiggins Memorial Library
Role Title Holding Repository
Relation Name
associatedWith Ames, Amyas. person
associatedWith Armstrong, James Sinclair, 1915- person
associatedWith Associated Gas and Electric Company. corporateBody
associatedWith Barr, Andrew M. person
associatedWith Blaisdell, Thomas C. (Thomas Charles), 1895-1988. person
associatedWith Brassor, Francis P., 1899-1978. person
associatedWith Burroughs Corporation. corporateBody
associatedWith Casey, William J. person
associatedWith Casey, William J. person
associatedWith Chase Manhattan Corporation. corporateBody
associatedWith Columbia Gas Company. corporateBody
associatedWith Corcoran, Thomas G. person
associatedWith Crosby, Henry. person
associatedWith Dougherty, Ellsworth Y. person
associatedWith Du Pont, Pierre S. (Pierre Samuel), 1870-1954. person
associatedWith Eastern Steamship Company. corporateBody
associatedWith Eaton, Cyrus Stephen, 1883-1979. person
associatedWith Edelstein, Julius C. C. (Julius Caius Caesar), 1912-2005. person
associatedWith Frank, Jerome, 1889-1957. person
associatedWith Gadsby, Edward N., 1900- person
associatedWith Handler, Ruth. person
associatedWith Harvard Law School corporateBody
associatedWith Houston Cotton Exchange corporateBody
associatedWith Houston Cotton Exchange and Board of Trade. corporateBody
associatedWith Illinois. Securities Dept. corporateBody
associatedWith Jackson, Robert Houghwout, 1892-1954. person
associatedWith Kanuk, Leslie Lazar. person
associatedWith Katz, Milton, 1907-1995. person
associatedWith Landis, James McCauley, 1899-1964. person
associatedWith Lane, Chester T., 1905-1959 person
associatedWith Lane, Chester Tevis, 1905-1958. person
associatedWith Levitt, Arthur, 1931- person
associatedWith Libert, Donald J. person
associatedWith Lintner, John, 1916-1983. person
associatedWith Livingston Anti-Merger Committee. corporateBody
associatedWith Loss, Louis. person
associatedWith LTV Steel Company. corporateBody
associatedWith Mack, Peter F., 1916- person
associatedWith MCI Communications Corporation. corporateBody
associatedWith MCI Communications Corporation. Office of the Chief Executive Officer. corporateBody
associatedWith Merkle, Edward Arrol, 1909-1984. person
associatedWith Moran, William H., 1909-1988. person
associatedWith Needham, James J. person
associatedWith New York Stock Exchange. corporateBody
associatedWith New York Stock Exchange. Committee on Foreign Business. corporateBody
associatedWith New York Stock Exchange. Committee to Study the Stock Allocation System. corporateBody
associatedWith New York Stock Exchange. Dept. of Stock List. corporateBody
associatedWith New York Stock Exchange. Law Committee. corporateBody
associatedWith New York Stock Exchange. Market Surveillance Dept. corporateBody
associatedWith New York Stock Exchange. Market Surveillance Division. corporateBody
associatedWith New York Stock Exchange. President's Office. corporateBody
associatedWith New York Stock Exchange. Special Committee on Member Firm Costs and Revenues. corporateBody
associatedWith Olson, John F. person
associatedWith Pacific Lighting Corporation. corporateBody
associatedWith Panuch, J. Anthony. person
associatedWith Pike, Sumner T. (Sumner Tucker), 1891-1976. person
correspondedWith Portland General Electric Company. corporateBody
associatedWith Powell, Lewis F., 1907-1998, person
associatedWith Republic Steel Corporation. corporateBody
associatedWith Rumsey, Daniel W. person
associatedWith RUTH HANDLER person
associatedWith Salant, Walter S. person
associatedWith Seattle City Light. corporateBody
associatedWith Shad, John S. R., 1923- person
associatedWith Shapiro, Irving S. person
associatedWith Tonopah Mining Company of Nevada. corporateBody
associatedWith United States. Securities Act of 1933. corporateBody
associatedWith Wheat, Frank, 1921- person
associatedWith Wyatt, Walter, 1893-1978. person
Place Name Admin Code Country
United States
Subject
Securities
Occupation
Activity

Corporate Body

Active 1891

Active 1957

Americans

English

Information

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