New York Stock Exchange. Dept. of Stock List.
The Committee on Stock List, also known in early years as Committee on Additions to the Stock List, set requirements and regulations for admitting securities to the trading list, considered all listing applications, recommended approval or rejection to the Governing Committee, and set requirements for the engraving of stock and bond certificates. Also took responsibility for examining the financial reports of listed corporations and monitoring financial standing. The Department of Stock List took over duties of the Committee, 1941. It also assumed additional duties relating to marketing and market surveillance.
From the description of Records, 1866-1973. (Unknown). WorldCat record id: 155496405
Archival Resources
| Role | Title | Holding Repository | |
|---|---|---|---|
| creatorOf | Records, 1866-1973. | New York State Historical Documents Inventory |
Bibliographic and Digital Archival Resources
| Role | Title | Holding Repository |
|---|
Filters:
| Relation | Name | |
|---|---|---|
| associatedWith | New York Stock Exchange. Committee on Additions to the Stock List. | corporateBody |
| associatedWith | New York Stock Exchange. Committee on Stock List. | corporateBody |
| associatedWith | New York Stock Exchange. Governing Committee. | corporateBody |
| associatedWith | New York Stock Exchange. Sub-Committee on Size and Listing Requirements. | corporateBody |
| associatedWith | United States. Securities and Exchange Commission. | corporateBody |
| Place Name | Admin Code | Country | |
|---|---|---|---|
| New York (N.Y.) |
| Subject |
|---|
| Bank stocks |
| Bonds |
| Dividends |
| Mutual funds |
| Stock certificates |
| Stock exchanges |
| Stock exchanges |
| Stocks |
| Occupation |
|---|
| Activity |
|---|
Corporate Body
Active 1866
Active 1973
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