New York Stock Exchange. Committee to Study the Stock Allocation System.

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The Committee to Study Stock Allocation was also known as the "Batten Committee" after chairman William H. Batten, who later became chairman of the New York Stock Exchange. It was appointed to study procedures for assigning new listed securities among specialist units on the trading floor, to review methods used to evaluate specialist performance, and study possible methods of enhancing specialists' market-making abilities.

From the description of Records, 1974-1976. (Unknown). WorldCat record id: 155496315

Archival Resources
Role Title Holding Repository
creatorOf Records, 1974-1976. New York State Historical Documents Inventory
Role Title Holding Repository
Relation Name
associatedWith Batten, William H. person
associatedWith New York Stock Exchange corporateBody
associatedWith United States. Securities and Exchange Commission. corporateBody
Place Name Admin Code Country
New York (N.Y.)
Subject
Brokers
Floor traders (Finance)
Securities
Securities
Stock exchanges
Trade regulation
Occupation
Activity

Corporate Body

Active 1974

Active 1976

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SNAC ID: 55504494