Dealer registration record, 1922-1938.

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Dealer registration record, 1922-1938.

http://www.worldcat.org/oclc/145410673

This series functions to detail the activities of securities dealers in Alabama. It records registration and renewals of registration by securities dealers in Alabama. Those dealers are required to pay an annual registration fee. The name of the dealer and each registration is recorded. The 1922-1933 volume is indexed, but the 1931-1938 volume is not.

2 volumes, (1 cubic ft.)

Alabama Department of Archives and History

Information

SNAC Resource ID: 6833021

Alabama Department of Archives and History

Related Entities

There are 3 Entities related to this resource.

Alabama. Securities Commission (1919-1935).

http://n2t.net/ark:/99166/w6vx67x5 (corporateBody)

Alabama. Securities Commissioner (1935-1969).

http://n2t.net/ark:/99166/w60s5frw (corporateBody)

Alabama. Attorney General's Office

http://n2t.net/ark:/99166/w6f22xdv (corporateBody)

Authorities: 1901 Alabama Constitution, Art. V, Sec. 112, 114-115, 117-118, 127, 129, 132, 136-137; Art. VII, Sec. 173; Amendment III; Amendment 282. Alabama Code, Sec. 12-3-32; 16-24-30, 23-1-5 to 23-1-6; 36-15-1 to 36-15-21. Acts 1933, No. 177, p. 189 (Extra Session). Acts 1935, No. 509, p. 1096. Acts 1959, No. 542, p. 1318. Acts 1969, No. 740, p. 1315. Alabama Government Manual, 1982. ...